Wealth Management

When financial advisors decide to change their broker-dealer, they often face the challenge of transitioning their clients smoothly. Many worry about the paperwork, duration, and impact on revenue.

 

 Insights from advisors who transitioned to Osaic Wealth reveal that 75%-100% of clients typically move with them, and the process takes about 60-90 days, though some clients move later. Having dedicated support is crucial.

 

Proper preparation, clear client communication, and understanding new systems are key to a successful transition. Advisors also note that initial revenue may drop but generally stabilizes or increases within a year.


Finsum: Leveraging the new BD and technology can really aid in the transition.

Interval funds continue to gain popularity as investors become familiar with their benefits. New interval fund launches have increased since 2017, with 2024 on track for a record number. 

 

Assets under management have grown 40% annually, reaching $80 billion by April 2024. These funds offer daily NAV pricing and subscription, but limit redemptions to quarterly intervals. This structure allows for investments in higher-return assets, better alignment of assets and liabilities, opportunistic buying, longer investment horizons for catalyst realization, and greater visibility of redemption requests. 

 

Overall, interval funds combine traditional mutual fund features with unique advantages like a longer horizon allowing markets to less liquid investments. 


Finsum: Interval funds offer a goldilocks like solution for certain investors. 

As the MLB playoffs heat up, several teams are making significant strides towards the postseason. In the American League, the Baltimore Orioles and the New York Yankees are tied in their division, with strong performances bolstering their playoff aspirations. The Minnesota Twins and Cleveland Guardians are also in a solid position, holding a key spot in the AL Central.

 

Over in the National League, the Philadelphia Phillies and the Los Angeles Dodgers are dominant forces, both maintaining impressive records and positioning themselves well for deep playoff runs. The Milwaukee Brewers are not far behind, showcasing a balanced mix of pitching and offense that could make them formidable opponents.

 

Wildcard races are particularly intense this year, with teams like the Atlanta Braves and the San Diego Padres fighting hard to secure their postseason spots. Both teams have shown resilience, bouncing back from mid-season slumps to stay in contention.


Finsum: LA looks like the most secure place to catch the playoffs in 2024

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