Wealth Management

Switching to a new broker-dealer is a pivotal decision for financial advisors, impacting both their practice and long-term growth. Many advisors consider changing broker-dealers when their current firm no longer aligns with their goals or business model. 

 

Key factors to evaluate include payout structures, which balance competitive earnings with robust support services, and the technology suite offered for streamlining operations and client engagement. 

 

Advisors should also assess portfolio management flexibility, ensuring alignment with their investment strategies, and compliance support to navigate regulatory requirements. Transition resources, such as a dedicated team to assist with onboarding, can help minimize disruptions during the switch. 


Finsum:  Don’t forget cultural alignment and long-term growth opportunities in the transition.

 

Actively managed ETFs combine the flexibility of active management with the tax efficiency of ETFs, making them a compelling option for taxable portfolios. Unlike mutual funds, ETFs often use in-kind redemptions to minimize taxable capital gains, helping investors defer taxes and achieve greater compounded returns over time. 

 

While tax efficiency is a significant advantage, investors should also evaluate the manager’s skill, market opportunities, and the cost-effectiveness of these strategies when selecting active ETFs. 

 

Incorporating active ETFs into a portfolio can be a strategic way to balance the potential for alpha with reduced tax drag, particularly in equity strategies where minimizing distributions is key. 


Finsum: A thoughtful approach to selecting active ETFs can enhance after-tax returns and align portfolios with long-term investment goals.

 

Value investing has long been a cornerstone strategy for successful investors, offering opportunities to buy undervalued stocks poised for long-term growth. While value stocks lagged behind growth stocks during the era of low interest rates, they staged a notable comeback in 2022 before once again underperforming in 2023. 

 

For those seeking to capitalize on value opportunities, ETFs like Vanguard Value ETF (VTV) or iShares Russell 1000 Value ETF (IWD) offer broad exposure to undervalued companies at a low cost. Smaller-cap-focused options, such as the Vanguard Small-Cap Value ETF (VBR), provide diversification with higher growth potential. 

 

ETFs focused on high dividends, like the Fidelity High Dividend ETF (FDVV), also combine value strategies with consistent income streams. 


Finsum: Investing in value ETFs, you can diversify your portfolio and tap into opportunities across industries without extensive research required.

 

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