Displaying items by tag: SEC

Tuesday, 15 June 2021 17:26

The Return of the DOL Fiduciary Rule

(Washington)

Many in the financial and insurance industries were surprised that the Biden Admin didn’t scrap Trump's Department of Labor Fiduciary Rule…see the full story on our partner Magnifi’s site

Published in Wealth Management

(Washington)

The moment that brokers have been dreading for months has finally arrived…see the full story on our partner Magnifi’s site

Published in Wealth Management
Wednesday, 02 June 2021 17:21

The Treasury’s Big New Regulation

(Washington)

While dancing around the subjects for the past couple of years, the chief financial regulators have finally announced a regulation…see the full story on our partner Magnifi’s site

Published in Wealth Management
Monday, 24 May 2021 17:39

Return to Original DOL May Be Imminent

(Washington)

Speculation is running rampant in the wealth management…see the full story on our partner Magnifi’s site

Published in Wealth Management
Thursday, 20 May 2021 08:00

Here is When a New Fiduciary Rule Will Hit

(Washington)

A new fiduciary rule has been in the back of all advisors’ minds for several months now. In February…see the full story on our partner Magnifi’s site

Published in Wealth Management
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