Displaying items by tag: fiduciary rule

Tuesday, 15 June 2021 17:26

The Return of the DOL Fiduciary Rule

(Washington)

Many in the financial and insurance industries were surprised that the Biden Admin didn’t scrap Trump's Department of Labor Fiduciary Rule…see the full story on our partner Magnifi’s site

Published in Wealth Management

(Washington)

The moment that brokers have been dreading for months has finally arrived…see the full story on our partner Magnifi’s site

Published in Wealth Management
Monday, 24 May 2021 17:39

Return to Original DOL May Be Imminent

(Washington)

Speculation is running rampant in the wealth management…see the full story on our partner Magnifi’s site

Published in Wealth Management
Thursday, 20 May 2021 08:00

Here is When a New Fiduciary Rule Will Hit

(Washington)

A new fiduciary rule has been in the back of all advisors’ minds for several months now. In February…see the full story on our partner Magnifi’s site

Published in Wealth Management
Friday, 16 April 2021 17:29

Biden’s Big Regulatory Onslaught Begins

(Washington)

The Biden admin is tackling some of the changes made during Trump's administration, particularly to environmental social governance, fair lending, and consumer protection rules. The administration will not allow a set of measures that disincentivize ESG factors by shareholder voting restrictions. They have also reinstated the Consumer Financial Protection Bureau’s ability to seek monetary penalties for abusive practices and expanded the Equal Credit Opportunity Act to gender and sexual orientation protection. Finally, the administration reinforced the SEC’s ability to investigate and subpoena companies and individuals for investigation. These measures are just some of the ways the new administration is changing the regulatory landscape.


FINSUM: These regulations could have a profound impact on companies in the near and long term. One result is more definite, that this is just one more of many ways that the Biden Admin is incentivizing ESG.

Published in Wealth Management
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