Logo
Brokers Need to Watch for Heavy New SEC Enforcement
Mar 29, 2021 | Wealth Management

Brokers Need to Watch for Heavy New SEC Enforcement

(Washington)

Brokers, those that are dually-registered, pretty much anyone covered by Reg BI, you should be on the lookout for a pending crackdown by the new Biden administration-led SEC…see the full story on our partner Magnifi’s site

Subscribe to Our Newsletter

Stay informed with our newsletter and get the latest news, updates, and exclusive offers delivered to your inbox. Join our community!